Tuesday, April 12, 2016

Lecture 6: Tocqueville (cont) The French Revolution, the Aristocratic Concept of Freedom and the Tensions Witthin Democracy

--> 4. We must now see how he comes to this view by examining his account of the historical transition to modernity. Contemporary society sees a struggle between two ideals (aristocracy/democracy) and two political tendencies (centralisation/ revolution). The feudal world collapses under the impact centralisation and social revolution. Since the revolution, France has been unable to choose effectively between the democracy (the destined future) and aristocracy (the irretrievable past).

5. The French Revolution is the product of a long process of the decay of the nobility. They were the bulwark of a decentred, regional and heterogeneous regime. But the nobility had gradually forfeited its political functionality and power. The monarch divided in order to rule and created a growing state bureaucracy to displace the nobility and centralise power. This was accompanied be economic changes that undermined the strategic economic resources of the nobility. This economic/politico dynamism along with the accompanying questioning of tradition undermines the old order. Tocqueville views this transfomation as an expression of a deep-seated human aspiration to freedom and equality. He accepts the political economist’s view of history as evolutionary progress but rejects historical necessity and the idea of unilinear progress without losses. This is all part of his resistance to modern attempts to subordinate politics to science. The political domain is interminably ambiguous and weighted down by historical and cultural burdens. It cannot be liberated from this past and made transparent. This is a domain not for science but for prudent action and Tocqueville views his task as to revive the modern taste for the political. Yet, unlike Marx who will directly attach his theory to the proletariat and its interest, he is not aligned with the demos, nor does he view it as his task to educate the people. He sees his own virtue as one of non-alignment and neutrality in the struggle between democracy and aristocracy. This independence allows him to offer a discourse on cultural beliefs and values that may convince the old elites of the necessities of the modern age while restraining the people and the potential excesses of democracy.

6. Tocqueville admires important aspects of the aristocratic world built on privilege and inequality. This is a world of quality ultimately founded in birth. The populace is of no account and the masses are simply sacrificed to the individual. This is a society of social hierarchy where castes live in different worlds. These reflect collective identities and a society of decentralised intermediate power. This power is based not on economic but political control; the whole social structure is unified by traditional reciprocal duties and bonds. This interwoven but diffuse power sustains local freedom, identity and distinctiveness.

7. This aristocratic personality is independent, ambitious and aloof. Identity is secure and detached from materialism and concerned for continuity, for the past and future. These aristocratic qualities colour Tocqueville’s concept of freedom. While a liberal and strong advocate of private property as the basis for individual independence, he has nothing but contempt for the modern bourgeois notion of freedom reduced to acquisition of wealth and free trade. Public life shrinks before selfishness and preoccupation with private life. The result is atomisation and not being able to count on others. Tocqueville links freedom with virtue and choosing the common good. Aristocratic freedom signifies a sense of moral mastery: controlling the self and the estate, and participating in a way of life. This provides purpose and a sense of membership in a community. Such patrician participation promotes self-confidence, a sense of self-reliance and community responsibility. This is the legacy that the aristocracy passed on to the modern world. In Tocqueville’s idealised analysis, the concept of aristocracy is still ambiguous, serving multiple functions. Firstly, this is a fallen class that was politically deficient and now as a social force effectively obsolete. However, it is also an evaluative category that serves as a reference point conveying the awesome dynamism of the modern world. It reminds us of the price paid for modern revolution and provides a measure of the excesses that need to be combated. The aristocrat may be politically dead but it is hermeneutically alive as an ideal of noble character and public virtue.

8. Tocqueville’s concept of democracy is not clearly fixed as it would if it were primarily bound to specific constitutional forms. This is a multivalent concept and he wants to exploit the ambiguity in its meaning. This is necessary because the French audience he is most interested in reaching brings a whole range of prejudices and prejudgements to the issue of democracy. In Tocqueville’s writings democracy can connote: political equality, majority rule, no fixed estates, social homogenisation, uniformity of life experience and motivations, predominance of economic motives and materialism, oppressive public opinion, stability and even ossification. Each has its own value accent and this leads to ambiguities. Democracy is a living well--defined primarily in egalitarian and materialistic terms. But the key meaning is the equalisation of condition. This refers to an expectation that in the future I may be as rich as you. In the increasingly commercial world prosperity is contingent and the individual’s fate is mobile. Equality is the guiding social ideal of democracy and this equality induces the desire for more equality and dissatisfactions with the slightest differences. But this is also a metaphor for a new kind of power; that of the quantitative and the mass who will no longer tolerate exclusion. The explosive force of the slogan of equality is that nobody should be excluded and even further that the political should provide the means of redressing the inequalities and evils that were previously viewed as natural and irredeemable. Democracy eliminates privileges and immunities. This is a society of equal membership, where neither status nor tradition counts. The justification for the system is the will of the people defined as the majority. To express the needs of this majority, which is always fluctuating, politics must also be dynamic and mobile, reacting to, and expressing the needs of the people. Obviously this also entails discontinuity in policy. The public not only cannot be safely neglected but they are also fickle and therefore must be feted, flattered and manipulated. This leads to favours, mediocrity and corruption in the competition for office and the rejection of those with uncompromising leadership qualities. This power of the people can also lead, as already anticipated to the “tyranny of the majority”. The quantitative mass of shared beliefs, opinions and values constitutes a social, moral or political pressure that can weigh down on individuals and minorities leaving them with little or no relief or protection. For Tocqueville, the most benign dimension of the desire for equality is in the domain of the economic but it endangers liberty when it plays too large a role in the domain of the political and the cultural. With his emphasis on the oppressive and conformist potential of cultural equality Tocqueville anticipates some of the key ideas of the Frankfurt School and their concept of the culture industry.

9. Coupled to this idea of majority pressure is the associated key idea: centralisation. Equality means the elimination of all intermediate power. The collective power of the equally atomised individuals is channelled into the central and potentially absolute power of the state. With the demise of aristocracy, government assumes its former tasks but this involves an increasing volume and spectrum of administrative business. With this idea of the creeping encroachment of the state and its increased concern with citizen’s material welfare, Tocqueville anticipates Weber. The increased administrative load requires more bureaucracy. However, this increasing bureaucratic power can neither be arbitrary or traditional but must be based on equality of access. This means that the new ubiquitous and centralised will be fully regulated, rational and impersonal. Against such a centralised and all-powerful state without mediating intermediate powers, the individual is atomised and impotent, dwarfed and increasingly administered more as a client rather than as an active citizen.

10. Democracy also engenders a new form of individuality. Loss of caste and tradition leads to the breakdown of community. This compounds bourgeois individualism and self-interest. The bourgeois individual as an economic actor thinks neither of ancestors or distant successors. This lost sense of temporal continuity is also augmented by the social dimension of a loss of community as they live as strangers to their contemporaries. Without intermediate powers, tradition and the religious community, without the previous strong social bands, the individual is formed by deeply ambiguous tendencies. On the one hand, they gain an unprecedented importance: they are the only solid point in an increasingly dynamic universe. This requires resilience, resourcefulness and independence. On the other, the concrete outcome is very often an increasing atomisation and powerlessness of the individual. The weight of the mass increases government power while the individual becomes insignificant. The dangers are diminished community and social solidarity, increasing importance of bourgeois competition and focus on private interest. Traditional ties directed the individual outwards. Their breakdown leads to privatisation. This tendency is intensified by the erosion of religious community, which we have seen, Tocqueville views as a social cement and moral insurance directing the individual towards community and the future.

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